| 18-01133 | 02/25/2019 | Claimant(s): Capital One Investing
Claimant Lawyers(s): James A. Nofi
Respondent(s): Guiseppe Gigliotti
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Henry F. Minnerop, Ted M. Rosen, Peter A. Seibel
Hearing Site: New York, NY
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| 14-02150 | 12/30/2015 | Claimant(s): Gregory Martino
Claimant Lawyers(s): Philip M. Halpern
Respondent(s): Charles Reiling, Francis Mitchell, Michael Donnelly, Coastal Equities.
Respondent Lawyers(s): Dana S. Gloor, Daniel J. Donovan, Francis G. Mitchell
Arbitrator(s): Henry F. Minnerop, Alice E. Winkler, David J. Weisenfeld
Hearing Site: New York, NY
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| 10-05168 | 01/31/2012 | Claimant(s): Navigate Advisors
Claimant Lawyers(s): Joseph F. Generelli
Respondent(s): C.L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Henry F. Minnerop, Robert L. Spangler, Abe I. Borenstein
Hearing Site: New York, NY
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| 09-04998 | 03/23/2010 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Anthony Amato, Irene Kim
Respondent Lawyers(s): Ross P. Solomon, Thomas J. Rossi
Arbitrator(s): Henry F. Minnerop, Roger M. Deitz, Arthur D. Sporn
Hearing Site: New York, NY
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| 05-05322 | 11/11/2008 | Claimant(s): Ehrenkrantz King Nussbaum
Claimant Lawyers(s): Anthony Ottimo
Respondent(s): Anthony Ottimo, Edward Short, George Tamborello, Robert Ciaccio, Thomas Giugliano, Thomas O'Neill, Empire Financial Group Inc.
Respondent Lawyers(s): George M. Tamborello, Neil S. Baritz, Robert M. Bursky
Arbitrator(s): Henry F. Minnerop, Carroll E. Neesemann, Michael E. Silverman
Hearing Site: New York, NY
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