| 11-02517 | 02/14/2014 | Claimant(s): Charles Lowden
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Anthony Ottimo, Nicholas Bentivegna, Richard Borgner, EKN Financial Services Inc.
Respondent Lawyers(s): Anthony Ottimo, Nicholas Bentivegna, Richard Reiss Borgner, Thomas Giugliano
Arbitrator(s): Julian F. Santos, Salvatore Saladini, Robert E. Anderson
Hearing Site: Newark, NJ
|  | $100,000 |
| 11-04494 | 12/24/2013 | Claimant(s): Steven Kolow
Claimant Lawyers(s): David E. Robbins
Respondent(s): Anthony Ottimo, Shazash Hossain, EKN Financial Services Inc.
Respondent Lawyers(s): Anthony Ottimo, Shazash Hossain, Thomas Giugliano
Arbitrator(s): Larry D. Hayden, Ronald G. Guida, Mary C. Davis
Hearing Site: Denver, CO
| | $932,500 |
| 09-04968 | 01/08/2013 | Claimant(s): Jaclyn Cedeno
Claimant Lawyers(s): Peter R. Silverman
Respondent(s): Michael Anello, EKN Financial Services Inc., Obsidian Financial Group
Respondent Lawyers(s): Martin P. Unger, Michael A. Anello, Thomas Giugliano
Arbitrator(s): Jeffrey M. Bain, Karen Yvonne Preston, Stanley Kenneth Evans
Hearing Site: Columbus, OH
| | $469,420 |
| 09-01505 | 11/04/2009 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Thomas Giugliano
Respondent(s): Shahriar Sabi
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY
| | |
| 05-05322 | 11/11/2008 | Claimant(s): Ehrenkrantz King Nussbaum
Claimant Lawyers(s): Anthony Ottimo
Respondent(s): Anthony Ottimo, Edward Short, George Tamborello, Robert Ciaccio, Thomas Giugliano, Thomas O'Neill, Empire Financial Group Inc.
Respondent Lawyers(s): George M. Tamborello, Neil S. Baritz, Robert M. Bursky
Arbitrator(s): Henry F. Minnerop, Carroll E. Neesemann, Michael E. Silverman
Hearing Site: New York, NY
| | |
| 01-05638 | 09/12/2007 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Anthony Ottimo, Jack Najarian, Michael Ward, Thomas Giugliano, William Odenthal
Respondent Lawyers(s): Catania Facher, Michael Ward, Robert M. Bursky
Arbitrator(s):
Hearing Site: New York, NY
| | |
| 01-05869 | 09/12/2007 | Claimant(s): Anthony Ottimo, Thomas Giugliano
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Jack Najarian, Michael Ward, William Odenthal
Respondent Lawyers(s): Jack G. Najarian, Michael Ward, William J. Odenthal
Arbitrator(s): William J. Crowe, Madelon M. Rosenfeld, Eugene M. Schloss
Hearing Site: New York, NY
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