| 21-02340 | 11/16/2022 | Claimant(s): Lynne Crowe, William Crowe
Claimant Lawyers(s): Aleaha N. Jones
Respondent(s): Thomas Prieur, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti, Michelle Arbitrio
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Melanie Barr-Brooks
Hearing Site: Baltimore, MD
|  | $100,625 |
| 08-04753 | 11/05/2010 | Claimant(s): The Irina Aronson Irrevocable Trust
Claimant Lawyers(s): Gregg Scott Goodman
Respondent(s): Tod Bretton, Friedman, Schnaier & Associates
Respondent Lawyers(s): Michael P. Gilmore, Tod Bretton
Arbitrator(s): William J. Crowe, Robert M. Goldstein, Wallace Anthony Showman
Hearing Site: New York, NY
| | $175,300 |
| 07-01400 | 12/22/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Wachovia Securities, Jason Siegel
Respondent Lawyers(s): David L. Ward
Arbitrator(s): William J. Crowe, Gerry E. Feinberg, Aubrey Lees
Hearing Site: New York, NY
| | |
| 07-02017 | 02/05/2009 | Claimant(s): William Heffernan
Claimant Lawyers(s): John M. Lundin
Respondent(s): Peter Miluk
Respondent Lawyers(s): Peter Miluk
Arbitrator(s): William J. Crowe, Mitchell S. Friedman, Howard D. Jacob
Hearing Site: New York, NY
| | $7,970,620 |
| 06-01810 | 05/30/2008 | Claimant(s): Soon Up Park, Young Ran Kim
Claimant Lawyers(s): Christine M. Bae
Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen
Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta
Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn
Hearing Site: New York, NY
| | $73,000 |
| 05-05856 | 01/15/2008 | Claimant(s): Advest.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Katherine C. Helzer
Arbitrator(s): William J. Crowe, Vicki Z. Holleman, Richard S. Peskin
Hearing Site: New York, NY
| | |
| 01-05869 | 09/12/2007 | Claimant(s): Anthony Ottimo, Thomas Giugliano
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Jack Najarian, Michael Ward, William Odenthal
Respondent Lawyers(s): Jack G. Najarian, Michael Ward, William J. Odenthal
Arbitrator(s): William J. Crowe, Madelon M. Rosenfeld, Eugene M. Schloss
Hearing Site: New York, NY
| | |
