| 23-03521 | 07/31/2024 | Claimant(s): Venkatesh Kaliappan
Claimant Lawyers(s): Venkatesh Kaliappan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
|  | $0 |
| 23-01838 | 05/16/2024 | Claimant(s): Scott Brantingson, Monocacy Wealth Partners LLC
Claimant Lawyers(s): Paul D. Flack
Respondent(s): Nicole Sennett, Sennett & Associates Wealth Group Ltd
Respondent Lawyers(s): Leigh Ann Buziak
Arbitrator(s): Laura A. Kaster, Kurt Birchler, Margaret F Creed
Hearing Site: Philadelphia, PA
| | |
| 23-02615 | 03/01/2024 | Claimant(s): John Jakiun
Claimant Lawyers(s): John E Jakiun
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Samantha B. Kats
Arbitrator(s): Laura A. Kaster
Hearing Site: Washington, DC
| | $325 |
| 22-00681 | 01/05/2024 | Claimant(s): Joseph Cucinotta
Claimant Lawyers(s): Michael Bessette
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Greg M. Curley
Arbitrator(s): Carol H. Gold, Donald S. Bauman, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | |
| 22-00487 | 05/02/2023 | Claimant(s): Napoleon Bonds
Claimant Lawyers(s): Napoleon James Bonds
Respondent(s): TradeStation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Brian James Crepeau
Hearing Site: Baltimore, MD
| | $0 |
| 22-02345 | 02/28/2023 | Claimant(s): John and Christine Stewart
Claimant Lawyers(s): Christine Stewart
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Laura A. Kaster
Hearing Site: Washington, DC
| | $19 |
| 21-02340 | 11/16/2022 | Claimant(s): Lynne Crowe, William Crowe
Claimant Lawyers(s): Aleaha N. Jones
Respondent(s): Thomas Prieur, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti, Michelle Arbitrio
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Melanie Barr-Brooks
Hearing Site: Baltimore, MD
| | $100,625 |
| 22-00322 | 10/18/2022 | Claimant(s): Marat Kushner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Laura A. Kaster
Hearing Site: Baltimore, MD
| | |
| 20-04027 | 04/22/2022 | Claimant(s): Albert Epstein IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Julie K. Chapin, Laura A. Kaster, Melantha K Paige
Hearing Site: Philadelphia, PA
| | Expungement |
| 20-02051 | 04/12/2022 | Claimant(s): Robert Haas
Claimant Lawyers(s): Michael A. Nagy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Judith P. Meyer, Laura A. Kaster, George Swindasz
Hearing Site: Philadelphia, PA
| | |
