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FINRA Awards for Steven M. Greenbaum

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0048705/02/2023Claimant(s): Napoleon Bonds
Claimant Lawyers(s): Napoleon James Bonds
Respondent(s): TradeStation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Brian James Crepeau
Hearing Site: Baltimore, MD
Checkmark Icon$0
22-0209403/24/2023Claimant(s): Tradestation Securities.
Claimant Lawyers(s): Steven M. Greenbaum
Respondent(s): Marc Pozzuoli
Respondent Lawyers(s): Marc D. Pozzuoli
Arbitrator(s): Vlad Gerard Spitzer
Hearing Site: Tampa, FL
Checkmark Icon$17,312
21-0235101/27/2022Claimant(s): Michael Lovelady
Claimant Lawyers(s): Michael Lovelady
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$0
20-0343904/09/2021Claimant(s): Konstantin Kaplun
Claimant Lawyers(s): Konstantin Kaplun
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12212
19-0021208/09/2019Claimant(s): Tradestation Securities.
Claimant Lawyers(s): Steven M. Greenbaum
Respondent(s): Ksenia Pasochnik
Respondent Lawyers(s): Ksenia Pasochnik
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0021105/25/2010Claimant(s): Florian Zgunea, Hampshire Trust Ltd.
Claimant Lawyers(s): Florian Calin Zgunea
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Catherine Ladnier, Martin A. Edelstein, Leona Beane
Hearing Site: New York, NY
Checkmark Icon$0
08-0423507/06/2009Claimant(s): Joseph Messina
Claimant Lawyers(s): Joseph Messina
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0166303/12/2009Claimant(s): William Cox
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Steven M. Greenbaum, Donald M. Macdonald, Deborah A. Jackson
Hearing Site: Atlanta, GA

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