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FINRA Awards for Vlad Gerard Spitzer

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0209403/24/2023Claimant(s): Tradestation Securities.
Claimant Lawyers(s): Steven M. Greenbaum
Respondent(s): Marc Pozzuoli
Respondent Lawyers(s): Marc D. Pozzuoli
Arbitrator(s): Vlad Gerard Spitzer
Hearing Site: Tampa, FL
Checkmark Icon$17,312
19-0292001/25/2022Claimant(s): Michael Azzarelli
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Brian Patrick Quinn, Vlad Gerard Spitzer, Jason Paul Ramos
Hearing Site: Tampa, FL
Checkmark IconExpungement
16-0332605/21/2019Claimant(s): Deborah Waldemar, Margaret Waldemar, Deborah Waldemar IRA
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): David M. Snyder, Gayle B. Carlson, Vlad Gerard Spitzer
Hearing Site: Tampa, FL
Checkmark Icon$115,975

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