| 19-00509 | 02/11/2022 | Claimant(s): James LeFebvre, Trustee
Claimant Lawyers(s): Bart Heemskerk
Respondent(s): Dennis LeFebvre, UBS Financial Services Inc., Michael Martin, Patrick Donnelly
Respondent Lawyers(s): Dennis L. LeFebvre, Gregory S. Sparer, Matthew B. Baum
Arbitrator(s): Kenneth R. Starr, Brian Patrick Quinn, Jerome Blevins
Hearing Site: Tampa, FL
|  | $0 |
| 19-02920 | 01/25/2022 | Claimant(s): Michael Azzarelli
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Brian Patrick Quinn, Vlad Gerard Spitzer, Jason Paul Ramos
Hearing Site: Tampa, FL
| | Expungement |
| 17-00624 | 10/02/2017 | Claimant(s): Geoffrey Frazier
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Kimberly A. Koves
Arbitrator(s): Muriel Desloovere, Erin Kathleen Linehan, Brian Patrick Quinn
Hearing Site: Tampa, FL
| | |
| 16-00220 | 03/07/2017 | Claimant(s): Deborah Pfeiffer, Virginia M. Pizzi Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): David F. Simon, Millicent B. Athanason, Brian Patrick Quinn
Hearing Site: Tampa, FL
| | Expungement |
| 11-00263 | 07/30/2012 | Claimant(s): C & H Properties., Calvert-Spradling Engineers., Robert L. Calvert Consulting.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Peter D. Ehrenhaft, Brian Patrick Quinn
Hearing Site: Jackson, MS
| | Dismissed by Rule 12206 |
