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FINRA Awards for Kimberly A. Koves

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0140212/20/2022Claimant(s): Damien Bertucelli
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Karimu F. Hill-Harvey, Richard R. Logsdon, Roger G. Young
Hearing Site: Tampa, FL
22-0113910/10/2022Claimant(s): Peter Bermont
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, David P. Slater
Hearing Site: Boca Raton, FL
21-0089910/12/2021Claimant(s): Mark Scordato
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Louis H Miron, Linda T. Pellegrino, Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
19-0122311/26/2019Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Kenneth Klaiman
Respondent Lawyers(s): Kenneth Scott Klaiman
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
17-0062410/02/2017Claimant(s): Geoffrey Frazier
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Kimberly A. Koves
Arbitrator(s): Muriel Desloovere, Erin Kathleen Linehan, Brian Patrick Quinn
Hearing Site: Tampa, FL
15-0255303/29/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Joseph Yi
Respondent Lawyers(s): Joseph Yong Yi
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
15-0129712/04/2015Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): James Madden
Respondent Lawyers(s): Ann Marie Waldron
Arbitrator(s): Charles Orlove
Hearing Site: Indianapolis, IN
14-0380606/04/2015Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Penne Stafford
Respondent Lawyers(s): Penne Wilson Stafford
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX

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