| 23-02619 | 08/22/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Karimu F. Hill-Harvey, Gayle B. Carlson, Bernardo Hevia
Hearing Site: Tampa, FL
| | |
| 23-00573 | 01/31/2024 | Claimant(s): Manoj Bhartiya
Claimant Lawyers(s): Manoj Bhartiya
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Karimu F. Hill-Harvey, Elizabeth A. Townes, Natalie Paskiewicz
Hearing Site: Tampa, FL
|  | $0 |
| 22-01402 | 12/20/2022 | Claimant(s): Damien Bertucelli
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Karimu F. Hill-Harvey, Richard R. Logsdon, Roger G. Young
Hearing Site: Tampa, FL
| | |
| 17-02804 | 06/01/2022 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): George Tapikenis, Michael Schiavello, Michael Spinosa, Vasilios Takos
Respondent Lawyers(s): Brian J. Neville, Martin P. Unger
Arbitrator(s): Karimu F. Hill-Harvey, Alan Robert Sacks, John McDonald Delehanty
Hearing Site: New York, NY
| | |
| 21-00927 | 12/10/2021 | Claimant(s): Eric Abbott
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Tampa, FL
| | |
| 20-03140 | 08/09/2021 | Claimant(s): James Ciocia
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Tampa, FL
| | |
| 19-03803 | 03/10/2021 | Claimant(s): Susan Godown, Susan J. Godown JTTEN
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Karimu F. Hill-Harvey, Natalie Paskiewicz, Jason Paul Ramos
Hearing Site: Tampa, FL
| | Expungement |
| 15-03140 | 10/30/2020 | Claimant(s): Michael Magno
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Karimu F. Hill-Harvey, Robert E. Anderson, Adam S. King
Hearing Site: Syracuse, NY
| | $0 |
| 18-00460 | 08/02/2019 | Claimant(s): Donald Monti
Claimant Lawyers(s): Mary-Jo Rebelo
Respondent(s): Daniel Thompson
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): Karimu F. Hill-Harvey, Peter Mark Elish, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | |
| 18-03206 | 08/02/2019 | Claimant(s): Shishir Meshram
Claimant Lawyers(s): Robert Gonser
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
| | |
