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FINRA Awards for Prime Capital Services.

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0299105/03/2024Claimant(s): David Burgio
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Kevin R. Zehe
Hearing Site: Buffalo, NY
22-0268710/13/2023Claimant(s): David Burgio
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): OSAIC Wealth, Prime Capital Services.
Respondent Lawyers(s): Emily A. Hayes, Greg M. Curley
Arbitrator(s): Mark A. Sipper
Hearing Site: Buffalo, NY
21-0164403/30/2022Claimant(s): Jason Kurchner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Ted M. Rosen
Hearing Site: Albany, NY
20-0314008/09/2021Claimant(s): James Ciocia
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Tampa, FL
17-0009610/21/2017Claimant(s): Steven Gilbert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates., Prime Capital Services.
Respondent Lawyers(s): Amy Napolitano, Ronald W. Sannicandro
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
10-0232110/12/2011Claimant(s): Lillian Valinsky Revocable Trust
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Michael Ryan, Prime Capital Services.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Harvey Alan Blicksilver, James Conrad Sankpill, Sidney Turner
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
04-0831110/11/2007Claimant(s): Prime Capital Services.
Claimant Lawyers(s): Ted Finkelstein
Respondent(s): David Conkling, Raymond Derobbio
Respondent Lawyers(s): John E. Lawlor, Ted Finkelstein
Arbitrator(s): Donald C. Geiszler, Robert E. Anderson, Harvey Casher
Hearing Site: New York, NY

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