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FINRA Awards for OSAIC Wealth

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0005910/09/2024Claimant(s): Doris Schake, Jason Schake
Claimant Lawyers(s): Doris Schake
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Peter N. Thompson, LaVon C. Phillips, Ansis Viksnins
Hearing Site: Minneapolis, MN
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23-0179508/28/2024Claimant(s): Michael Kuczinski
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): OSAIC Wealth, Investors Capital Corp.
Respondent Lawyers(s): David Feldstein, Jennifer R. Cox
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
23-0295506/25/2024Claimant(s): Kaled Khaznehkatbi
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
23-0290704/03/2024Claimant(s): Matthew Adrian
Claimant Lawyers(s): Everett Pritchard
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
23-0241903/06/2024Claimant(s): Ronald Martin
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Michael J. Meeusen
Hearing Site: St. Louis, MO
23-0146412/28/2023Claimant(s): Arthur Grossbard
Claimant Lawyers(s): Everett Pritchard
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
22-0268710/13/2023Claimant(s): David Burgio
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): OSAIC Wealth, Prime Capital Services.
Respondent Lawyers(s): Emily A. Hayes, Greg M. Curley
Arbitrator(s): Mark A. Sipper
Hearing Site: Buffalo, NY

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