23-01329 | 02/26/2024 | Claimant(s): Gregory Malin Claimant Lawyers(s): Harris Freedman Respondent(s): M&T Securities. Respondent Lawyers(s): Miriam Dowd Arbitrator(s): Mark A. Sipper Hearing Site: Buffalo, NY
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23-01427 | 02/06/2024 | Claimant(s): Lars Olson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH
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20-04184 | 12/21/2023 | Claimant(s): Michael Codispoti Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Robert David Epstein, Mark A. Sipper, John William Diether Hearing Site: Cincinnati, OH
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22-02687 | 10/13/2023 | Claimant(s): David Burgio Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): OSAIC Wealth, Prime Capital Services. Respondent Lawyers(s): Emily A. Hayes, Greg M. Curley Arbitrator(s): Mark A. Sipper Hearing Site: Buffalo, NY
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20-02339 | 01/17/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Damian Baird Respondent Lawyers(s): Damian Mark Baird Arbitrator(s): Alan Kenneth Scheff, Mark A. Sipper, Joseph Maron Hanna Hearing Site: Buffalo, NY
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21-02674 | 08/31/2022 | Claimant(s): Matthew Zima Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Mark A. Sipper Hearing Site: Pittsburgh, PA
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21-03066 | 08/18/2022 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Gregory M. Curley Respondent(s): Roger Bedillion Respondent Lawyers(s): Michael J. Betts Arbitrator(s): Barry Goldman, Peter Glasser, Mark A. Sipper Hearing Site: Pittsburgh, PA
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21-01563 | 04/05/2022 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH
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21-00632 | 03/24/2022 | Claimant(s): Andrew Pravlik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prospera Financial Services. Respondent Lawyers(s): William M. Schmitt Arbitrator(s): Mark A. Sipper Hearing Site: Pittsburgh, PA
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19-03221 | 07/30/2021 | Claimant(s): Brittany Russell Claimant Lawyers(s): Frances Menzer Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): Stanley Yorsz, Catherine Stewart, Mark A. Sipper Hearing Site: Pittsburgh, PA
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