24-00236 | 09/26/2024 | Claimant(s): Rudolf Molnar Claimant Lawyers(s): Lawton R. Graves Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Kausmeier Arbitrator(s): Nancy J. Cliff, Anna M. Fanelli, Grant D. Sanders Hearing Site: Tampa, FL
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23-02053 | 08/13/2024 | Claimant(s): William Stone Claimant Lawyers(s): Alex E. Rogers Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Peter George Erdely Hearing Site: Philadelphia, PA
| | Expungement |
24-00249 | 07/15/2024 | Claimant(s): Kevin Houser Claimant Lawyers(s): Lawton R. Graves Respondent(s): LPL Financial LLC, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky Hearing Site: Philadelphia, PA
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22-01619 | 07/08/2024 | Claimant(s): Dana Cohen, Jerome Cohen, The Estate of Jeffrey Cohen, The Ronni Cohen Trust Claimant Lawyers(s): Coren H. Stern Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Will Murphy, Barry David Thorpe, Noah David Rubin Hearing Site: Boca Raton, FL
| | $643,992 |
23-03198 | 04/24/2024 | Claimant(s): Dean Donohue Claimant Lawyers(s): Lawton R. Graves Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Douglas M. Branson, J.G. Long, Shawn Ridgell Hearing Site: Louisville, KY
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23-01963 | 03/01/2024 | Claimant(s): Rudolf Molnar Claimant Lawyers(s): Lawton R. Graves Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard S. Zaifert, David M. Snyder, Lisa Elkin Schwartz Hearing Site: Tampa, FL
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22-02893 | 01/17/2024 | Claimant(s): Daniel Walter Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Richard W. Dissen Hearing Site: Buffalo, NY
| | Expungement |
20-04184 | 12/21/2023 | Claimant(s): Michael Codispoti Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Robert David Epstein, Mark A. Sipper, John William Diether Hearing Site: Cincinnati, OH
| | Expungement |
23-00555 | 11/08/2023 | Claimant(s): Rocco Carriero Claimant Lawyers(s): Lawton R. Graves Respondent(s): Michael Langella, Nancy Dubin Respondent Lawyers(s): Michael S. Langella, Nancy Dubin Arbitrator(s): Ann C. Northern, Damien Bosco, Sofia Balile Hearing Site: New York, NY
| | Expungement |
21-01135 | 10/25/2023 | Claimant(s): Yehuda Lasry Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Robinhood Financial. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Serge Krimnus, Andrew Daniel Levine, Cynthia Kouril Hearing Site: New York, NY
| | $0 |