Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01619 | 07/08/2024 | Claimant(s): Dana Cohen, Jerome Cohen, The Estate of Jeffrey Cohen, The Ronni Cohen Trust Claimant Lawyers(s): Coren H. Stern Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Will Murphy, Barry David Thorpe, Noah David Rubin Hearing Site: Boca Raton, FL |  | $643,992 |
| 23-02704 | 03/20/2024 | Claimant(s): Trevor Fried Claimant Lawyers(s): Randi P Spallina Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 23-00733 | 12/19/2023 | Claimant(s): John Dewitt Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leonel Peraza, Jr. Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 23-01036 | 11/06/2023 | Claimant(s): Christopher Norton Claimant Lawyers(s): Joshua A Katz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Randy R Freedman, Michael Ross, Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 21-02360 | 05/25/2023 | Claimant(s): Emily Aronson Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Stephen Robert Tiernay Hearing Site: Boca Raton, FL | | Expungement |
| 22-01830 | 01/19/2023 | Claimant(s): Keren Jeanfort and Fortuno Jeanfort Claimant Lawyers(s): Keren Jeanfort Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | | $0 |
| 21-02578 | 10/21/2022 | Claimant(s): Jeffrey Blum Claimant Lawyers(s): Samantha Pastor Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 21-01841 | 03/25/2022 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 21-02191 | 02/04/2022 | Claimant(s): Steven Ward Claimant Lawyers(s): Steven B. Ward Respondent(s): Robinhood Financial. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | | $300 |
| 20-02543 | 03/24/2021 | Claimant(s): Christopher Conness Claimant Lawyers(s): Harris Freedman Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry W. Yager Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL |