23-02479 | 03/08/2024 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL
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23-01036 | 11/06/2023 | Claimant(s): Christopher Norton Claimant Lawyers(s): Joshua A Katz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Randy R Freedman, Michael Ross, Barry David Thorpe Hearing Site: Boca Raton, FL
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20-02993 | 02/06/2023 | Claimant(s): John Orlando Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Blake Levy, Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Randy R Freedman, Jeffrey R. Roth, Carl Henry Perdue Hearing Site: Boca Raton, FL
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20-01462 | 11/30/2020 | Claimant(s): Timothy Atyeo Claimant Lawyers(s): Cory Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL
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19-00155 | 07/19/2019 | Claimant(s): Michael Kanner Claimant Lawyers(s): Jarrod J. Malone Respondent(s): Edward Jones Respondent Lawyers(s): Paul A. Yarns Arbitrator(s): Randy R. Freedman, Gloria O. North, Frederick P. Hartman Hearing Site: Boca Raton, FL
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14-02548 | 05/04/2017 | Claimant(s): Antonio Guadarrama, Ivonne Gonzalez, Jose Guadarrama Claimant Lawyers(s): Jeffrey Erez Respondent(s): Santander Securities LLC Respondent Lawyers(s): Mauricio O. Muniz Luciano Arbitrator(s): Randy R. Freedman, William S. Glickfield, David Edward Upton Hearing Site: San Juan, PR
| | Expungement |
14-02729 | 10/28/2016 | Claimant(s): Kazia Bekins Claimant Lawyers(s): Michael S. Taaffe Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Paul R. Harris Arbitrator(s): Randy R. Freedman, S. William Gersten, Jeanne Charles Wood Hearing Site: Boca Raton, FL
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14-02234 | 06/10/2016 | Claimant(s): Bernard Feldman L.L.L.P./L.L.P., Barry Rein Living Trust DTD 10/25/2005, Debra Rein Living Trust dtd 10/25/2005 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Willey Arbitrator(s): Randy R. Freedman, Howard L. Conklin, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | Expungement |
14-02059 | 05/23/2016 | Claimant(s): Audri Lompado, Conde Loeffler, Edward Bohne, Edward Cohen, Irene Kirdahy, Kathie Azoff, Kenneth Gaul, Lawrence Deziel, Marc Azoff, Richard Wiedersum, Ronald Rickard, Tony Lompado, David Perry IRA, Ronald David IRA, Ronald G. Rickard Roth IRA, Ronad A. David and Dona C. David as Tena Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Doreen Weber, Kevin Larson Respondent Lawyers(s): F. Chet Taylor Arbitrator(s): Randy R. Freedman, Robert H. Loevin, Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | $0 |
13-03262 | 03/17/2016 | Claimant(s): Manuel Batlle, Cabat Company Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Randy R. Freedman, Robert G. Falbisaner, Alberto G. Estrella Hearing Site: San Juan, PR
| | Stipulated Award and Expungement |