| 23-01670 | 08/12/2024 | Claimant(s): Harriet Moskowitz
Claimant Lawyers(s): Chase Carlson
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Randy R Freedman, Virginia Lee Perez-Berry, Melanie Anne Dernis
Hearing Site: Boca Raton, FL
|  | Expungement |
| 23-02767 | 07/15/2024 | Claimant(s): Devin McCabe
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Laidlaw & Company (UK) LTD.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
| | |
| 23-02479 | 03/08/2024 | Claimant(s): Kevin Mcbarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
| | |
| 23-01036 | 11/06/2023 | Claimant(s): Christopher Norton
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Randy R Freedman, Michael Ross, Barry David Thorpe
Hearing Site: Boca Raton, FL
| | |
| 20-02993 | 02/06/2023 | Claimant(s): John Orlando
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Blake Levy, Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Randy R Freedman, Jeffrey R. Roth, Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | |
| 20-01462 | 11/30/2020 | Claimant(s): Timothy Atyeo
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
| | |
| 19-00155 | 07/19/2019 | Claimant(s): Michael Kanner
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Randy R. Freedman, Gloria O. North, Frederick P. Hartman
Hearing Site: Boca Raton, FL
| | |
| 14-02548 | 05/04/2017 | Claimant(s): Antonio Guadarrama, Ivonne Gonzalez, Jose Guadarrama
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Randy R. Freedman, William S. Glickfield, David Edward Upton
Hearing Site: San Juan, PR
| | Expungement |
| 14-02729 | 10/28/2016 | Claimant(s): Kazia Bekins
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Randy R. Freedman, S. William Gersten, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | |
| 14-02234 | 06/10/2016 | Claimant(s): Bernard Feldman L.L.L.P./L.L.P., Barry Rein Living Trust DTD 10/25/2005, Debra Rein Living Trust dtd 10/25/2005
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Randy R. Freedman, Howard L. Conklin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | Expungement |
