18-02999 | 03/26/2019 | Claimant(s): Mark Maller Claimant Lawyers(s): Jonathan D Kaney Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Steven Gerard Goerke, Barry David Thorpe, Howard L. Conklin Hearing Site: Boca Raton, FL
| | |
14-02234 | 06/10/2016 | Claimant(s): Bernard Feldman L.L.L.P./L.L.P., Barry Rein Living Trust DTD 10/25/2005, Debra Rein Living Trust dtd 10/25/2005 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Willey Arbitrator(s): Randy R. Freedman, Howard L. Conklin, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | Expungement |
14-00054 | 10/22/2014 | Claimant(s): James Watt, as Pres of Paget Two Limited, as Pres of Westbury Limited Claimant Lawyers(s): Kevin P. Conway Respondent(s): Morgan Stanley Respondent Lawyers(s): Thomas Briody Arbitrator(s): Steven N. Ainbinder, Jonathan H. Parker, Howard L. Conklin Hearing Site: Miami, FL
| | Expungement |
12-01585 | 06/18/2014 | Claimant(s): Lilred Claimant Lawyers(s): Joshua A. Katz Respondent(s): Ameriprise Financial Services., American Enterprise Investment Services Respondent Lawyers(s): Neils P. Murphy Arbitrator(s): Edward R. Niederriter, Howard L. Conklin Hearing Site: Boca Raton, FL
| | $0 |
11-01523 | 11/17/2011 | Claimant(s): Michael Williamson Claimant Lawyers(s): A. Andrew OBeidy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Monroe Mitchel, Robert K. Ruskin, Howard L. Conklin Hearing Site: Ft. Lauderdale, FL
| | |