Potomac Analytics' Logo

FINRA Awards for Jonathan H. Parker

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0133202/14/2017Claimant(s): Marc Silverman
Claimant Lawyers(s): Carla B. Minckley
Respondent(s): Securities America.
Respondent Lawyers(s): Kevin J. Miller
Arbitrator(s): Jonathan H. Parker, Kimberly A. Gilmour, Barry David Thorpe
Hearing Site: Miami, FL
16-0197902/03/2017Claimant(s): Veronica Lopez-Lopez
Claimant Lawyers(s): Benjamin J . Biard
Respondent(s): UBS International Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Jonathan H. Parker, Barry David Thorpe, Jeanne Charles Wood
Hearing Site: Miami, FL
Expungement
14-0061010/02/2015Claimant(s): Glissette Colon, Raul Aranguren Riesgo
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): Andres Lewowicz, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Richard Reiss
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo
Hearing Site: San Juan, PR
Checkmark IconExpungement
14-0005410/22/2014Claimant(s): James Watt, as Pres of Paget Two Limited, as Pres of Westbury Limited
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Steven N. Ainbinder, Jonathan H. Parker, Howard L. Conklin
Hearing Site: Miami, FL
Checkmark IconExpungement
11-0423710/13/2014Claimant(s): James Mahan
Claimant Lawyers(s): Sean C. Domnick
Respondent(s): Banc of America Investment Services, Bank of America, N.A.
Respondent Lawyers(s): Gregory J Trask, Peter W. Homer
Arbitrator(s): Jonathan H. Parker, Jeffrey R. Roth, Shobha Bangalore Nagaprasanna
Hearing Site: Miami, FL
Checkmark Icon$0
12-0415905/01/2014Claimant(s): Ralph Bixler
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Catherine Santiago, Wells Fargo Advisors, Margarita Figueroa
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Barry David Thorpe
Hearing Site: San Juan, PR
Checkmark IconExpungement
12-0131609/06/2013Claimant(s): Lilliane Ferrer
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard A. Becker, Barth Satuloff, Jonathan H. Parker
Hearing Site: San Juan, PR
Checkmark Icon$0
13-0003807/05/2013Claimant(s): Fred Wang
Claimant Lawyers(s): Fred Simcha Wang
Respondent(s): UBS Fund Services (USA) LLC
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Christopher J. Klein
Hearing Site: San Juan, PR
Checkmark IconDismissed by Rule 12504
11-0046002/11/2013Claimant(s): Antonio Mendez
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Christian Rickenbach, Vanessa Perez, Popular Securities.
Respondent Lawyers(s): Heidi Rodriguez-Benitez
Arbitrator(s): Monroe Mitchel, Elena G. Rodriguez, Jonathan H. Parker
Hearing Site: San Juan, PR
Checkmark IconExpungement
10-0422711/23/2011Claimant(s): Robert Zveibil, Illuminated Solutions.
Claimant Lawyers(s): David M. Shenkman
Respondent(s): Banc of America Investment Services
Respondent Lawyers(s): Martin B. Woods
Arbitrator(s): Seth L. Finkel, Gerald Silverman, Jonathan H. Parker
Hearing Site: Miami, FL
Checkmark Icon$0

17 Results

Display: