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FINRA Awards for Catherine Santiago

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0415905/01/2014Claimant(s): Ralph Bixler
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Catherine Santiago, Wells Fargo Advisors, Margarita Figueroa
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Barry David Thorpe
Hearing Site: San Juan, PR
Checkmark IconExpungement

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