| 20-03805 | 02/02/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): LPL Financial LLC, Ronald Paull
Respondent Lawyers(s): Kelsey Vasko, Nancy L. Hendrickson
Arbitrator(s): Peter L. Michaelson
Hearing Site: Jersey City, NJ
|  | Expungement |
| 19-00994 | 10/27/2021 | Claimant(s): Francesco Umbriaco
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Allen Wagner, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jim Geiger, Thomas R Nathan, Jason L Pearlman
Hearing Site: Philadelphia, PA
| | Expungement |
| 19-00567 | 12/03/2020 | Claimant(s): Peter Radle
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Mark Kemp, National Planning Corporation
Respondent Lawyers(s): Kate E. DiGeronimo
Arbitrator(s): Gordon M. Wase, Thomas Warfield Harrity, Douglas Cheston Berlin
Hearing Site: Philadelphia, PA
| | Dismissed |
| 18-02601 | 11/01/2019 | Claimant(s): Barbara Romashko, Harry Zacharias, Thomas Romashko
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Madden, Edward Katarsky, Ameriprise Financial Services.
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Donald S. Bauman
Hearing Site: Philadelphia, PA
| | $0 |
| 18-03753 | 10/29/2019 | Claimant(s): Ann Marie Gallagher
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $8,100 |
| 18-01136 | 07/15/2019 | Claimant(s): Joseph Pokego, Ruth Pokego
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | Expungement |
| 18-00411 | 11/12/2018 | Claimant(s): Jean Gontarski
Claimant Lawyers(s): Christopher Szewczyk
Respondent(s): Heath Goldstein
Respondent Lawyers(s): Christopher B. Jones
Arbitrator(s): Patrick R. Westerkamp, Howard Alan Grinsberg, John G. Caporuscio
Hearing Site: Newark, NJ
| | Expungement |
| 18-01018 | 09/14/2018 | Claimant(s): Alan Jackson, Edwin Bishop
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
| 13-01771 | 10/29/2014 | Claimant(s): Robert Brendell
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., William Seyle
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Jim Geiger, John Michael Derderian, L. Martin Miller
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-02608 | 08/27/2014 | Claimant(s): John Olson
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Diaz, Matrix Capital Group.
Respondent Lawyers(s): Gregg Breitbart, Rose M. Schindler
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
| | $31,000 |
