| 11-03381 | 06/02/2015 | Claimant(s): Daniel Gulak
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Patrick Nelson, Robert Angle, White Pacific Securities.
Respondent Lawyers(s): Christopher Mader, Elizabeth Lowery
Arbitrator(s): Richard D. DeVita, Linda J. Baer, Robert T. Costello
Hearing Site: Newark, NJ
|  | $250,000 |
| 13-02608 | 08/27/2014 | Claimant(s): John Olson
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Diaz, Matrix Capital Group.
Respondent Lawyers(s): Gregg Breitbart, Rose M. Schindler
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
| | $31,000 |
| 12-01722 | 11/30/2012 | Claimant(s): George Heise, Janelle Heise
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Nancy Ziering
Respondent Lawyers(s): Nancy Robyn Ziering
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
| | $15,705 |
| 11-00485 | 06/29/2011 | Claimant(s): Claire Cicalese
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Gregory Kwasnicki
Respondent Lawyers(s): Gregory Thomas Kwasnicki
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
| | $157,000 |
| 10-04655 | 04/27/2011 | Claimant(s): Alex Glushanok
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Metlife Securities., Metropolitan Life Insurance Co.
Respondent Lawyers(s): Steven Yarusinsky
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
| | |
| 09-05487 | 02/09/2011 | Claimant(s): Doreen Solazzo
Claimant Lawyers(s): George L. Mahr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barry S. Gold
Arbitrator(s): Richard D. DeVita, Simone A. Muscarnera, Timothy Mark Jayne
Hearing Site: Newark, NJ
| | Expungement |
| 10-02397 | 12/17/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Robert Buckelew
Respondent Lawyers(s): Joseph Castelluci
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
| | |
| 07-00643 | 05/22/2008 | Claimant(s): Richard Olszewski
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Lewis Sanders, AllianceBernstein Investments., AllianceBerstein Investment Research
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Richard D. DeVita, Robert J. Gorgia, Renee S. Rothschild
Hearing Site: Newark, NJ
| | |
