| 17-00128 | 11/07/2017 | Claimant(s): Thomas O'connell
Claimant Lawyers(s): George L. Mahr
Respondent(s): Comprehensive Asset Management
Respondent Lawyers(s): Glenn Aufrichtig
Arbitrator(s): Joan M. Traub, Edward W. Morris, Joseph Antim Galati
Hearing Site: Newark, NJ
| | |
| 13-00166 | 12/05/2013 | Claimant(s): Timothy Flynn
Claimant Lawyers(s): George L. Mahr
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. Fortino
Arbitrator(s): John A. Astorina, Franklin P. Chapman, Peter Susser
Hearing Site: New York, NY
| | |
| 11-02710 | 12/11/2012 | Claimant(s): Rebecca Ann Storniolo-Co-Trustee & Benef
Claimant Lawyers(s): George L. Mahr
Respondent(s): Bruce Fadem, Dennis Stanek, Glenn Montgomery, RBC Dain Rauscher.
Respondent Lawyers(s): Sandra D. Grannum, Thomas D. Flinn
Arbitrator(s): Kip C. Lubcke, Morton S. Bunis, Jodi A. Hopkinson
Hearing Site: Newark, NJ
|  | Expungement |
| 09-05637 | 11/28/2011 | Claimant(s): JoAnne Matina
Claimant Lawyers(s): George L. Mahr
Respondent(s): Joseph Matina
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Joan M. Traub, Richard H. Hoenig, Leo J. Karwejna
Hearing Site: Newark, NJ
| | $0 |
| 09-05487 | 02/09/2011 | Claimant(s): Doreen Solazzo
Claimant Lawyers(s): George L. Mahr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barry S. Gold
Arbitrator(s): Richard D. DeVita, Simone A. Muscarnera, Timothy Mark Jayne
Hearing Site: Newark, NJ
| | Expungement |
| 08-03431 | 10/23/2009 | Claimant(s): Henrietta Costa IRA (Roll Over), John T. Costa, IRA
Claimant Lawyers(s): George L. Mahr
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Maria D. Cirillo, Thomas M. Crawford, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
| | $8,342 |
| 06-04608 | 10/17/2007 | Claimant(s): Ronald Kramer
Claimant Lawyers(s): George L. Mahr
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Walter A. Kapuscinski, Edith M. Novack, Douglas John Baumann
Hearing Site: Newark, NJ
| | |
