| 13-00184 | 02/28/2014 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): Howard J. Kaplan
Respondent(s): Shan Nagendra
Respondent Lawyers(s): Douglas J. Kinz
Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, Morton S. Bunis
Hearing Site: Newark, NJ
|  | $0 |
| 10-04215 | 05/08/2012 | Claimant(s): Congregation Bais Yisroel.
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Christian T Kemnitz
Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, Kip C. Lubcke
Hearing Site: Newark, NJ
| | $0 |
| 11-02361 | 02/03/2012 | Claimant(s): Richard Kerian
Claimant Lawyers(s): David E. Robbins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, S. Charles Tabak
Hearing Site: Newark, NJ
| | Expungement |
| 10-03876 | 06/28/2011 | Claimant(s): Keith Minnema
Claimant Lawyers(s): David E. Robbins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Walter A. Kapuscinski, Morton S. Bunis, Neal D. Baker
Hearing Site: Newark, NJ
| | Expungement |
| 07-02912 | 06/25/2010 | Claimant(s): Keith Steidle, Michael Astashkevich, Roderick Norman
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Granite Securities, Obsidian Financial Group
Respondent Lawyers(s): Brian Reis
Arbitrator(s): Walter A. Kapuscinski, David L. Becker, Philip W Gaffney
Hearing Site: Newark, NJ
| | |
| 07-02956 | 08/08/2008 | Claimant(s): Isidore Fields and Dolores Fields
Claimant Lawyers(s): Isidore Fields
Respondent(s): Chase Investment Services Corp., Loren Bailey, Nicholas Manchisi
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Walter A. Kapuscinski, Kenneth J. Horowitz, S. Charles Tabak
Hearing Site: Newark, NJ
| | $0 |
| 06-04608 | 10/17/2007 | Claimant(s): Ronald Kramer
Claimant Lawyers(s): George L. Mahr
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Walter A. Kapuscinski, Edith M. Novack, Douglas John Baumann
Hearing Site: Newark, NJ
| | |
