| 11-04066 | 04/04/2013 | Claimant(s): Jagjiwan Merchia
Claimant Lawyers(s): Jagjiwan G. Merchia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
|  | $0 |
| 09-05606 | 07/12/2012 | Claimant(s): John Taimanglo
Claimant Lawyers(s): John Taimanglo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Joel P. Mellis, Bernard J. McGuire, Salvatore J. Bate
Hearing Site: New York, NY
| | $0 |
| 07-03517 | 04/25/2012 | Claimant(s): Anna Vertkin
Claimant Lawyers(s): Mathew Martenyi
Respondent(s): E*Trade Securities LLC, Michael Vertkin
Respondent Lawyers(s): Meredith A. Felde, Michael Vertkin
Arbitrator(s): Herb Schwartz, James R. Dickson, Nick G. Tarlson
Hearing Site: San Francisco, CA
| | $0 |
| 11-02796 | 04/20/2012 | Claimant(s): Alpine Optics.
Claimant Lawyers(s): Horst Stahl
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
| | $0 |
| 11-00730 | 01/10/2012 | Claimant(s): Cliff Liang
Claimant Lawyers(s): Cliff Liang
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Mark R. Topper
Hearing Site: San Francisco, CA
| | $0 |
| 11-01339 | 12/15/2011 | Claimant(s): Laura Bogolin, Roy Harvey
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Michael J. Ahlstrom, Helen E. Huyler, Joe E. Manuel
Hearing Site: Atlanta, GA
| | Expungement |
| 11-00935 | 09/29/2011 | Claimant(s): Lois Moser, Royce Moser
Claimant Lawyers(s): Royce Moser
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Bruce Brown
Hearing Site: Salt Lake City, UT
| | $362 |
| 11-00960 | 08/30/2011 | Claimant(s): Dylan Brooks
Claimant Lawyers(s): Dylan Brooks
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Patricia Ann Tracey
Hearing Site: Charlotte, NC
| | $0 |
| 10-03876 | 06/28/2011 | Claimant(s): Keith Minnema
Claimant Lawyers(s): David E. Robbins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Walter A. Kapuscinski, Morton S. Bunis, Neal D. Baker
Hearing Site: Newark, NJ
| | Expungement |
| 10-03172 | 05/05/2011 | Claimant(s): Leonard A. Miller Roth IRA E*Trade Cust.
Claimant Lawyers(s): Leonard A. Miller
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $76 |
