| 18-03791 | 10/03/2019 | Claimant(s): Janet Heath, Jerry Heath, Joseph Taborek, Sandra Gizzi, James N. Heald
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): James Heafner, Taylor Capital Management Inc.
Respondent Lawyers(s): James Hal Heafner, Preston Spears
Arbitrator(s): Joe E. Manuel, David F. Simon, Daniel Lee Tedrick
Hearing Site: Charlotte, NC
|  | $1,033,360 |
| 17-00486 | 08/21/2019 | Claimant(s): Alan Melton, Amy Stubler, Andrew Howard, Angela Beverly, Anthony Beard, Anthony Caminiti, Anton Jensen, Bertram Sanders, Brent McMillan, Catherine Druhan, Chris Stewart, Curtis Huffman, Cyrenna Welch, Daniel Stubler, Darin Arnold, David Jensen, David Myrick, Dolphus Broxton, Donald Barnes, Ebba Dampier, Evie Stewart, Gary Garner, Gary Schack, George Lee, Glenda Lee, Gregory Ames, Gregory Prescott, Gregory Strachan, H. Pitman, Heather Fadden, James Donaghey, James Stinebaugh, Jennifer Bender, Jere Miller, Joan Pitman, John Jones, Joseph Druhan, Judith Barnes, Keith Keppen, Kimberly Melton, Lacie Jensen, Laurie Miller, Lewis Abronski, Livingston Coate, Lori Hutchinson, Lundy Wilder, Martin Myrick, Michael Coleman, Michael Miller, Natalie McMillan, Patrick Daily, Philip Taber, Randy Couture, Raymond Miller, Rebecca Coate, Richard Beverly, Robin Coleman, Ronald Ori, Sharon Agapos, Susan Hamilton, Susan Rosson, Terri Myrick, Terry Welch, Theodore Dampier, Thomas Bender, Thomas Egbert, Thomas Fadden, Thomas Walters, Timothy Rosson, William March, William Stitt, William Stuart, Lewis B. Abronski as Trustee of Third, The Agapos Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): WFG Investments.
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Lita S Menkin, Joe E. Manuel, John D. Mattingly
Hearing Site: Birmingham, AL
| | Stipulated Award |
| 16-03401 | 04/20/2017 | Claimant(s): Consuelo Torres de Rodriguez, Miguel Rodriguez Maimonet
Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau Gomez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Joe E. Manuel
Hearing Site: San Juan, PR
| | $213 |
| 15-03002 | 05/16/2016 | Claimant(s): Wilton Scronce
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): George Carris, Michael Clark, Steven Nelson
Respondent Lawyers(s): George William Carris, Michael Kevin Clark, Steven Nelson
Arbitrator(s): Joe E. Manuel
Hearing Site: Charlotte, NC
| | $50,600 |
| 14-01064 | 07/02/2015 | Claimant(s): Barbara McGouirk, Catherine Leeman, Vickie Leeman, Leeman Architectural Woodwork, Leeman Construction Company., Leeman Installation Inc.
Claimant Lawyers(s): Alan R. Perry
Respondent(s): BB&T Securities
Respondent Lawyers(s): Brian M. Walsh
Arbitrator(s): Joe E. Manuel, James C. Hoover, John F. O'Neill
Hearing Site: Atlanta, GA
| | $226,978 |
| 13-00975 | 10/21/2014 | Claimant(s): Daniel Sciscoe, Donald Riner, Mary Jo Peters, Merrilynn Teixeira, William Sprowls and Darlene Sprowls
Claimant Lawyers(s): John S. Chapman
Respondent(s): Jerome Murphy, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Lita S Menkin, Joe E. Manuel, Richard Merritt Langway
Hearing Site: Atlanta, GA
| | $844,340 |
| 13-02373 | 03/31/2014 | Claimant(s): James E. Rice, Jr. and Trudy C. Rice
Claimant Lawyers(s): James E. Rice
Respondent(s): Apex Clearing Corporation, Investrade Discount Securities
Respondent Lawyers(s): Gina T. Bokios, Jonathan D. Neerman
Arbitrator(s): Joe E. Manuel
Hearing Site: Columbia, SC
| | $3,394 |
| 11-02009 | 10/22/2012 | Claimant(s): James Lunceford, James D. Lunceford, TTEE
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): August H. Schupp
Arbitrator(s): Robert H. Putnam, Joe E. Manuel, Brandt Leonard Ross
Hearing Site: Atlanta, GA
| | Expungement |
| 11-01339 | 12/15/2011 | Claimant(s): Laura Bogolin, Roy Harvey
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Michael J. Ahlstrom, Helen E. Huyler, Joe E. Manuel
Hearing Site: Atlanta, GA
| | Expungement |
