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FINRA Awards for James E. Rice

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0237303/31/2014Claimant(s): James E. Rice, Jr. and Trudy C. Rice
Claimant Lawyers(s): James E. Rice
Respondent(s): Apex Clearing Corporation, Investrade Discount Securities
Respondent Lawyers(s): Gina T. Bokios, Jonathan D. Neerman
Arbitrator(s): Joe E. Manuel
Hearing Site: Columbia, SC
Checkmark Icon$3,394

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