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FINRA Awards for James D. Lunceford

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0200910/22/2012Claimant(s): James Lunceford, James D. Lunceford, TTEE
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): August H. Schupp
Arbitrator(s): Robert H. Putnam, Joe E. Manuel, Brandt Leonard Ross
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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