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FINRA Awards for Frank A. Dalmau Gomez

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0340104/20/2017Claimant(s): Consuelo Torres de Rodriguez, Miguel Rodriguez Maimonet
Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau Gomez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Joe E. Manuel
Hearing Site: San Juan, PR
Checkmark Icon$213
13-0306207/28/2015Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau Gomez, Jose Luis Gonzalez Castaner
Respondent(s): Jose Ramirez, UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Guillermo Ramos Luina, Patrick Mair, Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer
Hearing Site: San Juan, PR
Checkmark Icon$250,600

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