FINRA Awards for Jose Ramirez

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02866	01/11/2017	Claimant(s): Madeline Gomez-Horta, Socorro Horta, Victor Gomez, Inversiones VM Gomez Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon Respondent(s): Jose Ramirez, UBS Financial Services Inc., UBS Financial Services Inc Puerto Rico Respondent Lawyers(s): Guillermo Ramos Luina, Peter J. Macdonald, Roberto C. Quinones-Rivera Arbitrator(s): S. William Gersten, Jeffrey R. Roth, Ivy Robin Ginsberg Hearing Site: San Juan, PR		$18,214,900
13-03062	07/28/2015	Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau Gomez, Jose Luis Gonzalez Castaner Respondent(s): Jose Ramirez, UBS Financial Services Inc., UBS Financial Services of Puerto Rico Respondent Lawyers(s): Guillermo Ramos Luina, Patrick Mair, Roberto C. Quinones-Rivera Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer Hearing Site: San Juan, PR		$250,600