| 17-03139 | 09/20/2019 | Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
|  | $43,827 |
| 16-03181 | 01/29/2018 | Claimant(s): Emanuel De Oliveira, Francys De Oliveira
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Garcia
Respondent Lawyers(s): Russell L. Forkey
Arbitrator(s): Joseph Benalt, Peter A. Roche, Ivy Robin Ginsberg
Hearing Site: Miami, FL
| | $0 |
| 13-02866 | 01/11/2017 | Claimant(s): Madeline Gomez-Horta, Socorro Horta, Victor Gomez, Inversiones VM Gomez
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): Jose Ramirez, UBS Financial Services Inc., UBS Financial Services Inc Puerto Rico
Respondent Lawyers(s): Guillermo Ramos Luina, Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): S. William Gersten, Jeffrey R. Roth, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $18,214,900 |
| 14-02683 | 12/24/2015 | Claimant(s): Ricardo Chipi
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Brad Konstandt, Roberto C. Quinones
Arbitrator(s): Gregory D. Hoffmann, James P. Kinkade, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $795,770 |
| 12-03319 | 05/15/2014 | Claimant(s): Jorge Ramirez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc of PR
Respondent Lawyers(s): Carlos Bobonis Gonzalez
Arbitrator(s): S. William Gersten, Stuart K. Furman, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | |
| 11-02296 | 09/07/2012 | Claimant(s): Popular Securities.
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): Francisco De Torres Highley
Respondent Lawyers(s): Harold D. Vincente-Colon
Arbitrator(s): Steven Gerard Goerke, Michael E. Pearson, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | |
| 11-02032 | 08/10/2012 | Claimant(s): Blanca Burgos-Fernandez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mark C. Perry, Reinaldo Royo, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $36,977 |
| 11-01396 | 06/19/2012 | Claimant(s): Lloyd Kolokoff
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Bernard A. Becker, Gilbert Tendler, Ivy Robin Ginsberg
Hearing Site: Miami, FL
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