| 17-00109 | 05/17/2018 | Claimant(s): UBS Financial Services Inc. Of PR
Claimant Lawyers(s): Christopher N. Manning
Respondent(s): David Efron
Respondent Lawyers(s): David Efron
Arbitrator(s): Christopher J. Klein, Peter A. Roche, Carl Henry Perdue
Hearing Site: Miami, FL
|  | $0 |
| 16-03181 | 01/29/2018 | Claimant(s): Emanuel De Oliveira, Francys De Oliveira
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Garcia
Respondent Lawyers(s): Russell L. Forkey
Arbitrator(s): Joseph Benalt, Peter A. Roche, Ivy Robin Ginsberg
Hearing Site: Miami, FL
| | $0 |
| 14-02331 | 03/24/2017 | Claimant(s): Alba Luz Rodriguez, Venancio Velazquez
Claimant Lawyers(s): Normarie Rodriguez-Perez, Osavldo Carlo
Respondent(s): Anita Brennan, UBS Financial Services Inc., Marina Tudela, UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Linnette Figueroa-Torres, Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): Richard E. Lauziere, Allan R. Lazor, Peter A. Roche
Hearing Site: San Juan, PR
| | Expungement |
