16-00737 | 02/12/2019 | Claimant(s): R. A. Rosario, for his Retirement Plan Claimant Lawyers(s): Normarie Rodriguez-Perez Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara Lydia Velez Santiago Arbitrator(s): Thomas Joseph Atkinson, Jane A. Smith, Neil Harvey Smith Hearing Site: San Juan, PR
| | $135,630 |
15-00675 | 01/29/2019 | Claimant(s): Luis Colon Martinez Claimant Lawyers(s): Normarie Rodriguez-Perez Respondent(s): Popular Securities Respondent Lawyers(s): Nathan W. Lamb Arbitrator(s): William H. Fleece, A.J. Seier, Joseph A Newcomb Hearing Site: San Juan, PR
| | Expungement |
16-00880 | 01/07/2019 | Claimant(s): Manuel Ojeda, Professional Equipment Corp. Claimant Lawyers(s): Normarie Rodriguez-Perez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones, Sean J. Coughlin Arbitrator(s): Seth L. Finkel, Will Murphy, Thomas Richard Blake Hearing Site: San Juan, PR
| | Expungement |
16-02991 | 12/27/2017 | Claimant(s): Susana Scherrer and Maria D. Scherrer Claimant Lawyers(s): Normarie Rodriguez-Perez Respondent(s): Fernando Del Llano Sobrino, Oriental Financial Services Corp. Respondent Lawyers(s): Alfredo Fernandez Martinez, Sonia Marbarak Arbitrator(s): Olivia Milbank Farrar, James Howell Garrison, William John Sommers Hearing Site: San Juan, PR
| | Expungement |
14-02331 | 03/24/2017 | Claimant(s): Alba Luz Rodriguez, Venancio Velazquez Claimant Lawyers(s): Normarie Rodriguez-Perez, Osavldo Carlo Respondent(s): Anita Brennan, UBS Financial Services Inc., Marina Tudela, UBS Financial Services Inc. Of PR Respondent Lawyers(s): Linnette Figueroa-Torres, Peter J. Macdonald, Roberto C. Quinones-Rivera Arbitrator(s): Richard E. Lauziere, Allan R. Lazor, Peter A. Roche Hearing Site: San Juan, PR
| | Expungement |