| 19-03402 | 05/29/2020 | Claimant(s): Robert Blakely
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Gavin F. Quill
Arbitrator(s): John P. Cullem, Charles K. ReCorr, Joseph A Newcomb
Hearing Site: Raleigh, NC
| | |
| 19-00012 | 11/05/2019 | Claimant(s): Wallace Freemon
Claimant Lawyers(s): Benjamin D. Ridings
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Robert H. Putnam, Fred Kelner, Joseph A Newcomb
Hearing Site: Raleigh, NC
| | |
| 15-00675 | 01/29/2019 | Claimant(s): Luis Colon Martinez
Claimant Lawyers(s): Normarie Rodriguez-Perez
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): William H. Fleece, A.J. Seier, Joseph A Newcomb
Hearing Site: San Juan, PR
|  | Expungement |
| 14-03574 | 05/20/2016 | Claimant(s): Elizabeth Stancil
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): First Citizens Investor Services.
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Robert P. Porter, Michael F. Pearl, Joseph A Newcomb
Hearing Site: Raleigh, NC
| | |
| 10-02276 | 07/07/2011 | Claimant(s): Robert Ralston, Susan Ralston
Claimant Lawyers(s): Martin B. Greenbaum, Ronald E. Miller
Respondent(s): Paul Heckler
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): George H. Casey, Robert F. Saint-Aubin, Joseph A Newcomb
Hearing Site: Los Angeles, CA
| | $200,000 |
