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FINRA Awards for George H. Casey

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0338509/02/2020Claimant(s): Jill Hotvet
Claimant Lawyers(s): Michael Anthony Strauss
Respondent(s): First Wilshire Securities.
Respondent Lawyers(s): Michael Lieb
Arbitrator(s): George H. Casey, Joseph Howard Cooper, Thomas R. Watkins
Hearing Site: Los Angeles, CA
14-0386812/14/2015Claimant(s): Kenneth Van Wagenen
Claimant Lawyers(s): Edward Gartenberg
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stephen Young
Arbitrator(s): George H. Casey, Elliott David Finkel
Hearing Site: Los Angeles, CA
10-0227607/07/2011Claimant(s): Robert Ralston, Susan Ralston
Claimant Lawyers(s): Martin B. Greenbaum, Ronald E. Miller
Respondent(s): Paul Heckler
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): George H. Casey, Robert F. Saint-Aubin, Joseph A Newcomb
Hearing Site: Los Angeles, CA
Checkmark Icon$200,000
06-0497110/07/2008Claimant(s): Larry Fullmer
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): George H. Casey, Dorothy B. Strackbein, Mark A. Levy
Hearing Site: Los Angeles, CA

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