Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02375 | 01/19/2024 | Claimant(s): Lana Baselt, Estate of Randall Baselt Claimant Lawyers(s): Jared Peterson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): Joseph Howard Cooper, Erik R. Siering, Olivia J. Valentine Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12212© and 12511(b) |
| 20-01517 | 07/19/2022 | Claimant(s): Richard G.Russell Jr.Revocable Living Tr Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Joseph Howard Cooper, Cherie S. Lewis, Darrell Gene Smith Hearing Site: Los Angeles, CA | | $210,000 |
| 18-03385 | 09/02/2020 | Claimant(s): Jill Hotvet Claimant Lawyers(s): Michael Anthony Strauss Respondent(s): First Wilshire Securities. Respondent Lawyers(s): Michael Lieb Arbitrator(s): George H. Casey, Joseph Howard Cooper, Thomas R. Watkins Hearing Site: Los Angeles, CA |