23-02291 | 09/06/2024 | Claimant(s): Brendan Poole Claimant Lawyers(s): Peter Lindholm Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Sara S. Dorland Arbitrator(s): Cherie S. Lewis Hearing Site: Los Angeles, CA
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23-02727 | 07/10/2024 | Claimant(s): Aaron Clark Claimant Lawyers(s): Joshua A. Katz Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Cherie S. Lewis Hearing Site: Los Angeles, CA
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21-01460 | 03/02/2023 | Claimant(s): Henry Stellwagen Claimant Lawyers(s): Neda Ataie Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Joseph C. Watson, BaoKim N. Coleman, Cherie S. Lewis Hearing Site: Los Angeles, CA
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22-00824 | 12/19/2022 | Claimant(s): William Krebs Claimant Lawyers(s): Sarah Ali Burroughs Respondent(s): Pension Planners Securities., Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakisorate Office Arbitrator(s): Michael W. Burnett, Milton N. Gross, Cherie S. Lewis Hearing Site: Los Angeles, CA
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20-01517 | 07/19/2022 | Claimant(s): Richard G.Russell Jr.Revocable Living Tr Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Joseph Howard Cooper, Cherie S. Lewis, Darrell Gene Smith Hearing Site: Los Angeles, CA
| | $210,000 |
16-01192 | 12/04/2018 | Claimant(s): Stella Bi Claimant Lawyers(s): Mia Munro Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Matthew Klafter Arbitrator(s): Alan Stamm, Elliott D. Finkel, Cherie S. Lewis Hearing Site: Los Angeles, CA
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14-03220 | 05/18/2017 | Claimant(s): Angelina Gerber, Harvey Gerber, H&A Gerber Trust dated 7/5/2005, The Lambert Family Trust dd 11/4/2007 Claimant Lawyers(s): Philip Aidikoff, Ryan K. Bakhtiari Respondent(s): Charles Laverty, Oppenheimer & Co.., UBS Financial Services Inc. Respondent Lawyers(s): Gary R. Wallace, Neal S. Robb, Robert B. Ericson Arbitrator(s): Elliott Zachary Seff, Arthur T. Berggren, Cherie S. Lewis Hearing Site: Los Angeles, CA
| | $1,379,400 |