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FINRA Awards for Pension Planners Securities.

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Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0082412/19/2022Claimant(s): William Krebs
Claimant Lawyers(s): Sarah Ali Burroughs
Respondent(s): Pension Planners Securities., Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakisorate Office
Arbitrator(s): Michael W. Burnett, Milton N. Gross, Cherie S. Lewis
Hearing Site: Los Angeles, CA
18-0073511/07/2018Claimant(s): Phillip Shrotman
Claimant Lawyers(s): Phillip Quint Shrotman
Respondent(s): Pension Planners Securities.
Respondent Lawyers(s): Gina Duryea
Arbitrator(s): Thomas E. Shuck, Rosalind Anne Salzman, Mark Alan Sevigny
Hearing Site: Los Angeles, CA
08-0503305/24/2010Claimant(s): Harry Licursi
Claimant Lawyers(s): Harry E. Licursi
Respondent(s): Alonzo Wickers, Jon Neubert, Loy Holt, Pension Planners Securities.
Respondent Lawyers(s): Christopher P. Mader, Gina Duryea
Arbitrator(s): Lester Friedman, Thomas H. O'Connor, Norman S. Nayfach
Hearing Site: San Francisco, CA

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