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FINRA Awards for Phillip Quint Shrotman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0073511/07/2018Claimant(s): Phillip Shrotman
Claimant Lawyers(s): Phillip Quint Shrotman
Respondent(s): Pension Planners Securities.
Respondent Lawyers(s): Gina Duryea
Arbitrator(s): Thomas E. Shuck, Rosalind Anne Salzman, Mark Alan Sevigny
Hearing Site: Los Angeles, CA

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