21-00945 | 09/02/2022 | Claimant(s): Cestmir Herstus, Mary McGinley, C Herstus & M C McGuinley 1999 Rev Trust Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Wealthforge Securities Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Minnie Loo, Norman S. Nayfach, Sarah-Jane Allen Hearing Site: Honolulu, HI
| | $479,699 |
15-00407 | 07/27/2016 | Claimant(s): David Cross, Roberta Cross Claimant Lawyers(s): Jeffrey L. Gaffney, Sheila Hollander Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco Respondent Lawyers(s): Chad Weaver, Timothy N. Will Arbitrator(s): William W. Haskell, Michael Lancaster Garcia, Norman S. Nayfach Hearing Site: San Francisco, CA
| | Expungement |
14-02673 | 06/29/2016 | Claimant(s): Terry D. Johnstone, IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): Morgan Stanley Respondent Lawyers(s): Debra (Volland) Achkire Arbitrator(s): Norman S. Nayfach, Nancy A. Yonge, Arocles Aguilar Hearing Site: Reno, NV
| | Expungement |
13-03250 | 11/05/2015 | Claimant(s): Alexandria Nicolai, Jeffrey Nicolai, Jennifer Tiscornia-Steere, Katherine Nicolai, Mary Tiscornia, Michael Nicolai, Nicholas Toussaint, The San Francisco Gravel Co. Inc. Profit, The Nicholas & Susan Toussaint Trust Claimant Lawyers(s): Jeffrey M. Nicolai Respondent(s): Wedbush Securities Inc., Kevin Scarpelli Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Donald S. Green, Norman S. Nayfach, Robert James Wilkie Hearing Site: San Francisco, CA
| | $813,475 |
12-02866 | 09/21/2015 | Claimant(s): George Deshon, The George Ellis Deshon, Jr. Trust Claimant Lawyers(s): Timothy Feil Respondent(s): Osi Isaacs Respondent Lawyers(s): Osi Trevor Isaacs Arbitrator(s): Norman S. Nayfach Hearing Site: Honolulu, HI
| | $37,376 |
12-04224 | 05/07/2014 | Claimant(s): Richard Remington Claimant Lawyers(s): Sara E. Hanley Respondent(s): Omar Hassan, John Thomas Financial Respondent Lawyers(s): David Hirschberg, Maria Cummings Arbitrator(s): Michael Lancaster Garcia, Kenneth W. Gosliner, Norman S. Nayfach Hearing Site: San Francisco, CA
| | $163,050 |
10-04192 | 03/29/2012 | Claimant(s): Annie Zeigon, James Zeigon Claimant Lawyers(s): Cary S. Lapidus Respondent(s): First Republic Securities Company Respondent Lawyers(s): Sara B. Brody Arbitrator(s): Jeffrey M. Allen, Norman S. Nayfach, Edward J. Harkins Hearing Site: San Francisco, CA
| | $870,632 |
08-05033 | 05/24/2010 | Claimant(s): Harry Licursi Claimant Lawyers(s): Harry E. Licursi Respondent(s): Alonzo Wickers, Jon Neubert, Loy Holt, Pension Planners Securities. Respondent Lawyers(s): Christopher P. Mader, Gina Duryea Arbitrator(s): Lester Friedman, Thomas H. O'Connor, Norman S. Nayfach Hearing Site: San Francisco, CA
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