23-02896 | 07/18/2024 | Claimant(s): Thomas Charmley Claimant Lawyers(s): Peter Lindholm Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
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23-01439 | 07/12/2024 | Claimant(s): Kian Nobari Claimant Lawyers(s): Harris Freedman Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
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23-01421 | 02/15/2024 | Claimant(s): Amy Wasser Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
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22-00951 | 07/28/2023 | Claimant(s): Holden Green Claimant Lawyers(s): Holden Green Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Ralph A. Cotton, William W. Haskell, Lowell H. Haky Hearing Site: San Francisco, CA
| | Dismissed by Rule 12504/12212 |
22-01625 | 03/15/2023 | Claimant(s): Lawrence Ford Claimant Lawyers(s): La Verne C. Simmons Respondent(s): Pershing LLC, Principal Securities., Principal Financial Group Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): William W. Haskell, David I. Levine, Michael D. Briggs Hearing Site: San Francisco, CA
| | $0 |
20-00690 | 05/05/2022 | Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): John J. Flynn, William W. Haskell, Douglas J. Pavese Hearing Site: San Francisco, CA
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21-02366 | 04/01/2022 | Claimant(s): James Davis Claimant Lawyers(s): Stephan Louviere Respondent(s): Securities America., Centaurus Financial. Respondent Lawyers(s): Gregory M. Curley, Michael West Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
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21-02138 | 03/25/2022 | Claimant(s): Ian Castille Claimant Lawyers(s): Ariel Okonsky Respondent(s): TD Ameritrade. Respondent Lawyers(s): Bryce Cullinane Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
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21-00180 | 03/22/2022 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffrey A. Sturgeon Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
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21-01507 | 11/12/2021 | Claimant(s): Jackie Robinson Claimant Lawyers(s): Jackie Robinson Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
| | $0 |