Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00180 | 03/22/2022 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffrey A. Sturgeon Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 20-03470 | 07/09/2021 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): First Midwest Securities. Respondent Lawyers(s): David Nevinski Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 19-00217 | 04/28/2020 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): First Midwest Securities. Respondent Lawyers(s): David Nevinski Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 19-00216 | 09/30/2019 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris M. Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jill Settlemyer Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA |