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FINRA Awards for Philip Aaron Tymon

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Displaying 10 out of 58 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0123711/06/2024Claimant(s): Daniel Ray
Claimant Lawyers(s): Daniel Patrick Ray
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kristine R. Thomson
Arbitrator(s): David I. Levine, Philip Aaron Tymon, Laura A. Kaster
Hearing Site: Detroit, MI
23-0246211/04/2024Claimant(s): George Miller, Janet McKinley
Claimant Lawyers(s): Tyson C Redenbarger
Respondent(s): Samuel Schoner, First Republic Securities Company
Respondent Lawyers(s): E. Jeffrey Banchero, Mark L. Parmelee
Arbitrator(s): Philip Aaron Tymon, Gary S. DeWeese, Jonathan Polland
Hearing Site: San Francisco, CA
Checkmark IconExpungement
22-0099005/17/2024Claimant(s): Diane Jones, Huxley Richardson, Larry Marple, William Struwe
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Thomas J. LoSavio, Philip Aaron Tymon, Glenn Paul Gilbert
Hearing Site: San Francisco, CA
Checkmark Icon$0
23-0143105/07/2024Claimant(s): John Bostaph
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): WAMU Investments., Wells Fargo Investments
Respondent Lawyers(s): Geoff Beckham, Registered Agent
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
22-0089804/25/2024Claimant(s): Margaret van Krieken, Roeland van Krieken
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Herb Schwartz, Philip Aaron Tymon, Dennis Markham Smith
Hearing Site: San Francisco, CA
Checkmark IconExpungement
23-0019603/26/2024Claimant(s): Shian-Chang Yu
Claimant Lawyers(s): Kamal Ghali
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Vivian L. Kral, Philip Aaron Tymon, Ann Elizabeth Sarli
Hearing Site: San Francisco, CA
Checkmark Icon$1,491,020
18-0363203/11/2024Claimant(s): J. Spencer Dryden Trust, T. Inez Dryden Trust
Claimant Lawyers(s): Charles Ferguson
Respondent(s): Catherine Angle, Darlene Dye, Raymond James & Associates., Raymond James Financial Services., Marc Miller, Mark Rockower, Phyllis K. Dryden Living Trust
Respondent Lawyers(s): Charles Ferguson, Michael S. Lamont, Peter S. Fruin, Phyllis Kay Dryden
Arbitrator(s): Philip Aaron Tymon, Alden Sharp Adkins, Scott Dodson
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12504
23-0234903/01/2024Claimant(s): Eugene Lash
Claimant Lawyers(s): Eugene H Lash
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ellen M. Murphy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
Checkmark Icon$51,698
23-0013308/08/2023Claimant(s): Scott Scherer
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Preferred Capital Securities
Respondent Lawyers(s): Orit Small
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
22-0225706/06/2023Claimant(s): Gale Brodie
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Waddell & Reed, MSI Financial Services.
Respondent Lawyers(s): Ariel N. Brotman, Mike West
Arbitrator(s): Gary A. Hooker, Philip Aaron Tymon, Bruce J Highman
Hearing Site: San Francisco, CA

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