| 23-01752 | 06/14/2024 | Claimant(s): Steven Smith
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Joyce L. Hurley, Dana L. Bigman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206 |
| 23-01415 | 06/11/2024 | Claimant(s): David Brodsky
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | |
| 23-01589 | 05/21/2024 | Claimant(s): Alberto Velasco
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | |
| 23-01493 | 05/17/2024 | Claimant(s): Glen Strauss
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Geoff Beckham
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 23-01431 | 05/07/2024 | Claimant(s): John Bostaph
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): WAMU Investments., Wells Fargo Investments
Respondent Lawyers(s): Geoff Beckham, Registered Agent
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 23-00420 | 04/24/2024 | Claimant(s): Leonid Krimotat, Sima Bergelson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $0 |
| 23-01225 | 01/25/2024 | Claimant(s): Todd Gomes
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 23-00712 | 12/21/2023 | Claimant(s): Kenneth Park
Claimant Lawyers(s): David Harrison
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 22-02914 | 10/30/2023 | Claimant(s): Paul Michlik
Claimant Lawyers(s): Paul Michlik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Ronald N. Roth, Erik R. Siering, Anatoly Tony Zuban
Hearing Site: San Diego, CA
| | |
| 22-01470 | 05/10/2023 | Claimant(s): Jordan Varela
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: San Diego, CA
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