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FINRA Awards for Ronald N. Roth

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0127101/19/2024Claimant(s): Gail Jensen, Martin McNees
Claimant Lawyers(s): Bradley Ziegler
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): John C. Gray
Arbitrator(s): Mark R. Lee, Ronald N. Roth, Vytas Tarulis
Hearing Site: San Diego, CA
22-0291410/30/2023Claimant(s): Paul Michlik
Claimant Lawyers(s): Paul Michlik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Ronald N. Roth, Erik R. Siering, Anatoly Tony Zuban
Hearing Site: San Diego, CA

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