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FINRA Awards for Steven Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0175206/14/2024Claimant(s): Steven Smith
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Joyce L. Hurley, Dana L. Bigman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
10-0189306/16/2011Claimant(s): Steven Smith
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring, Jr.
Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, William E. Nelson
Hearing Site: Washington, DC

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