Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01673 | 06/21/2024 | Claimant(s): Adam Vega Claimant Lawyers(s): Chelsea Bauer Respondent(s): Goldman Sachs & Co. LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL | ||
| 23-01304 | 05/20/2024 | Claimant(s): Frank Snyder Claimant Lawyers(s): Chelsea Bauer Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 23-01431 | 05/07/2024 | Claimant(s): John Bostaph Claimant Lawyers(s): Chelsea Bauer Respondent(s): WAMU Investments., Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham, Registered Agent Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 23-01491 | 03/29/2024 | Claimant(s): Michael Rice Claimant Lawyers(s): Chelsea Bauer Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Peter E. Gillespie Hearing Site: New York, NY | ||
| 23-01458 | 03/13/2024 | Claimant(s): Joseph Andreoli Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Morton S. Bunis Hearing Site: Jersey City, NJ | ||
| 23-01488 | 03/01/2024 | Claimant(s): Thomas Smith Claimant Lawyers(s): Chelsea Bauer Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA | ||
| 23-01398 | 02/23/2024 | Claimant(s): Allen Wilson Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ | ||
| 23-00030 | 02/06/2024 | Claimant(s): Jean Sears Claimant Lawyers(s): Chelsea Bauer Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-01480 | 01/24/2024 | Claimant(s): Cenk Kozulcali Claimant Lawyers(s): Chelsea Bauer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 23-01224 | 01/23/2024 | Claimant(s): Jason Franklin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Leonard & Company Respondent Lawyers(s): Dainforth French Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI |