Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02778 | 09/05/2024 | Claimant(s): Joseph Michaletz Claimant Lawyers(s): Nathan Lamb Respondent(s): DAI Securities Respondent Lawyers(s): Ernest G. Strauss Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 24-00367 | 08/22/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Eric Hall Respondent Lawyers(s): Eric Kim Hall Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 23-03351 | 08/12/2024 | Claimant(s): Lee Rycraft Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 24-00271 | 07/26/2024 | Claimant(s): Douglas Kleckner Claimant Lawyers(s): Matthew E. Wolper Respondent(s): Monmouth Capital Management LLC Respondent Lawyers(s): Robert Meyer, CEO Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN |  | $483,427 |
| 23-02614 | 07/19/2024 | Claimant(s): Spencer Warn Claimant Lawyers(s): Colin D. Gerish Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 23-01712 | 05/28/2024 | Claimant(s): Corey Haber Claimant Lawyers(s): Corey J. Haber Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon Hearing Site: Detroit, MI | | Expungement |
| 23-01224 | 01/23/2024 | Claimant(s): Jason Franklin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Leonard & Company Respondent Lawyers(s): Dainforth French Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 22-01894 | 01/16/2024 | Claimant(s): Western International Securities. Claimant Lawyers(s): Eric A. Michaels Respondent(s): Amar Toma Respondent Lawyers(s): Amar Toma Arbitrator(s): Tracy L. Allen, Carl E. Ver Beek, Richard Edward Rassel Hearing Site: Detroit, MI | | $353,717 |
| 23-00099 | 12/11/2023 | Claimant(s): Greggory Keele Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 23-01038 | 09/22/2023 | Claimant(s): Kyle Schiffler Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN |