23-02851 | 09/30/2024 | Claimant(s): Ryan Malloch Claimant Lawyers(s): Peter Lindholm Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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23-02614 | 07/19/2024 | Claimant(s): Spencer Warn Claimant Lawyers(s): Colin D. Gerish Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI
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23-02955 | 06/25/2024 | Claimant(s): Kaled Khaznehkatbi Claimant Lawyers(s): Eric A. Michaels Respondent(s): OSAIC Wealth Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI
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23-01497 | 11/21/2023 | Claimant(s): Marc Seeherman Claimant Lawyers(s): Steven E. Mellen Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Arbitrator(s): Jeffrey Alan Helewitz, Albert L. Akerman, Steven Gary Leventhal Hearing Site: New York, NY
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22-00041 | 06/15/2023 | Claimant(s): James Devary Claimant Lawyers(s): Orit Goldring Respondent(s): National Securities Corporation, Forte Capital Group. Respondent Lawyers(s): Seth N. Bursky, Steven E. Mellen Arbitrator(s): Louis M. Parker, Marcia A. Herrmann, Renee Bryna Gerstman Hearing Site: Phoenix, AZ
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21-02401 | 08/16/2022 | Claimant(s): Jimmy Woollen, Stephanie Woollen Claimant Lawyers(s): Amy L.B. Hill Respondent(s): Andrew Hall, Cindy Chiellini, Ricky Mantei, Centaurus Financial., J.P. Turner & Company Respondent Lawyers(s): James C. Cosby, Jonathan Cole, Steven E. Mellen Arbitrator(s): Mimi B. Osiason, Christopher Cecil Lamb, John G. Shamp Hearing Site: Columbia, SC
| | Expungement |
19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis Claimant Lawyers(s): Sam A. Silverstein Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny Hearing Site: New York, NY
| | Expungement |
20-00493 | 02/23/2021 | Claimant(s): Gerald Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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17-01082 | 04/24/2018 | Claimant(s): Catherine Knight, William Knight Claimant Lawyers(s): David Meyer Respondent(s): Ernest Romer, Corecap Investments. Respondent Lawyers(s): Ernest Julius Romer, Steven E. Mellen Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI
| | $50,975 |
15-01027 | 11/22/2017 | Claimant(s): Madeline Garramone Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Glenn King, Royal Alliance Associates. Respondent Lawyers(s): Glenn R. King, Steven E. Mellen Arbitrator(s): Robert E. Anderson, Robert T. Costello, Jay Alan Kranis Hearing Site: Newark, NJ
| | $200,300 |