21-01002 | 07/24/2024 | Claimant(s): The Estate of Joyce Fabian Claimant Lawyers(s): Sam A. Silverstein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Jill Pilgrim, Kimberly C. Lawrence, Thomas M. Madden Hearing Site: New York, NY
| | $777,370 |
20-03526 | 06/22/2023 | Claimant(s): Alprime Capital AG, NorCap Absolute Return Fund UCITS Claimant Lawyers(s): Sam A. Silverstein Respondent(s): E D & F Man Capital Markets Inc. Respondent Lawyers(s): LisaMarie Collins Arbitrator(s): Daniel Robbins, Anna Lascar, Barry Jay Mandel Hearing Site: New York, NY
| | $0 |
19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis Claimant Lawyers(s): Sam A. Silverstein Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny Hearing Site: New York, NY
| | Expungement |
21-00663 | 01/28/2022 | Claimant(s): Hedvig Mayer Claimant Lawyers(s): Sam A. Silverstein Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Veronica Ann Williams, Patricia Kathleen Costello, Virginia Mary Hunt Hearing Site: New York, NY
| | $0 |