21-02318 | 04/18/2023 | Claimant(s): Raymond, James & Associates., Michael Kuras, Patrick Marsh, Raymond James Financial. Claimant Lawyers(s): Robert J. Becher Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): David G. Januszewski Arbitrator(s): Brian R. Cohen, James M. Rhodes, Paul C. Tang Hearing Site: New York, NY
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20-01536 | 11/01/2022 | Claimant(s): Joseph Hardoon Claimant Lawyers(s): Eliott Berman Respondent(s): Edward Jones, Janice Hardoon, Thomas D'Arcangelo Respondent Lawyers(s): David B. Felsenthal, Joseph N. Nguyen Arbitrator(s): Martin L. Feinberg, Karen Isabel Bedrosian - Richardson, Paul C. Tang Hearing Site: New York, NY
| | Expungement |
19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis Claimant Lawyers(s): Sam A. Silverstein Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny Hearing Site: New York, NY
| | Expungement |
18-04033 | 11/17/2021 | Claimant(s): Aron Tessler, Naomi Tessler, Tessler Associates LLC, Aron & Ritchel Zichron Kdoshim Loan Fund Claimant Lawyers(s): Seth Lipner Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Keely D. Parr, Paul C. Tang, Gerald M. Levine Hearing Site: New York, NY
| | $0 |
20-00169 | 09/03/2021 | Claimant(s): Dominick Pagliaro Claimant Lawyers(s): Brittany Weiner Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Elizabeth C. Polido Arbitrator(s): Paul C. Tang, Carol Maria Luttati, Leland Harris Hearing Site: New York, NY
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20-02610 | 06/04/2021 | Claimant(s): Walter Suarez Claimant Lawyers(s): Tosh Grebenik Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Paul C. Tang Hearing Site: New York, NY
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20-02174 | 04/23/2021 | Claimant(s): Oscar Seidel Claimant Lawyers(s): Oscar Francisco Seidel Respondent(s): Grace Financial Group LLC Respondent Lawyers(s): Brian Villante Arbitrator(s): Rory M. McLaughlin, Paul C. Tang, Dalia Zaza Hearing Site: New York, NY
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19-02723 | 12/17/2020 | Claimant(s): Keith Goggin Claimant Lawyers(s): Stephen J. Nelson Respondent(s): James Durkin, Integral Derivatives Respondent Lawyers(s): Gary M. Miller, Todd C. Jacobs Arbitrator(s): Paul C. Tang, Kathleen Cawley, John Michael Richardson Hearing Site: New York, NY
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18-03952 | 09/30/2019 | Claimant(s): Beech Hill Securities. Claimant Lawyers(s): Irwin Weltz Respondent(s): Michael Fontaine, William Buchanan, CIM Securities Respondent Lawyers(s): Daniel Gildin Arbitrator(s): Ronnie Steinkoler, Paul C. Tang, Albert Rizzo Hearing Site: New York, NY
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18-02321 | 07/03/2019 | Claimant(s): Vinh Thai Claimant Lawyers(s): David E. Robbins Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Helm Wright Arbitrator(s): Ted M. Rosen, Gregory J. Getz, Paul C. Tang Hearing Site: New York, NY
| | $1,125 |