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FINRA Awards for Brian R. Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0038311/21/2023Claimant(s): Aram Seferian
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Thomas Tiernan
Arbitrator(s): Jill Pilgrim, Brian R. Cohen, Amy Jill Baranoff
Hearing Site: New York, NY
21-0231804/18/2023Claimant(s): Raymond, James & Associates., Michael Kuras, Patrick Marsh, Raymond James Financial.
Claimant Lawyers(s): Robert J. Becher
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Brian R. Cohen, James M. Rhodes, Paul C. Tang
Hearing Site: New York, NY
16-0068205/12/2017Claimant(s): Marv Capital Inc.
Claimant Lawyers(s): Virupaksha Raparthi
Respondent(s): Hartfield, Titus & Donnelly
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Martin Hunger, Brian R. Cohen, Valentine Gregory Stevens
Hearing Site: New York, NY
09-0480906/08/2010Claimant(s): Frederick Visconti, Mary Visconti
Claimant Lawyers(s): Richard De Vita
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Brian J. Burstin, James R. MacCrate, Brian R. Cohen
Hearing Site: New York, NY
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06-0439212/03/2007Claimant(s): GunnAllen Financial Inc
Claimant Lawyers(s): Jay Marc Israel
Respondent(s): Wayne Lieberz
Respondent Lawyers(s): Stuart A. Jackson
Arbitrator(s): Michael Ross, Philip Florio, Brian R. Cohen
Hearing Site: New York, NY

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